Quick Guide for Administrators
Based on TIP 39
Substance Abuse Treatment and Family Therapy
U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
Substance Abuse and Mental Health Services Administration
Center for Substance Abuse Treatment
www.samhsa.gov
Why a Quick Guide?
What Is a TIP?
Background: Family and Family Therapy
Levels of Program Integration
Coordinating Services Among Multiple Agencies
Resources
Ordering Information
Other Treatment Improvement Protocols
Quick Guide for Administrators
Based on TIP 39
Substance Abuse Treatment and Family Therapy
This Quick Guide is based entirely on information contained in TIP 39, published in 2004, and based on information updated through June 2004. No additional research has been conducted to update this topic since publication of the TIP.
This Quick Guide for Administrators was developed to accompany Substance Abuse Treatment and Family Therapy, Number 39 in the Treatment Improvement Protocol (TIP) series published by the Center for Substance Abuse Treatment (CSAT), Substance Abuse and Mental Health Services Administration (SAMHSA). This Quick Guide is based entirely on TIP 39 and is designed to meet the needs of the busy administrator for concise, easily accessed “how-to” information.
The Guide is divided into eight sections (see Contents) to help readers quickly locate relevant material. The Resources section provides contact and background information for relevant organizations in the fields of substance abuse treatment and family therapy.
For more information on the topics in this Quick Guide, readers are referred to TIP 39.
The TIP series has been in production since 1991. This series provides the substance abuse treatment and related fields with consensus-based, field-reviewed guidelines on substance abuse treatment topics of vital current interest. TIP 39, Substance Abuse Treatment and Family Therapy
See the end of this document for information on how to order TIPs and other related products.
Background: Family and Family Therapy
The family has a central role to play in the treatment of any health problem, including substance abuse. Family work has become a strong theme of many treatment approaches, but a primary challenge remains the broadening of the substance abuse treatment focus from the individual to the family.
Though substance abuse treatment providers should not practice family therapy unless they have proper training and licensing, they can be informed about family therapy in order to discuss it with their clients and know when a referral is indicated. Substance abuse treatment programs can also benefit from incorporating family therapy ideas and techniques into their work with individual clients, groups of clients, and family groups.
What Is a Family?
There is no single definition of family. However, several broad categories encompass most families:
For practical purposes, family can be defined according to the individual’s closest emotional connections. A counselor or therapist cannot determine which individuals make up the client’s family; rather, counselors can ask, “Who is most important to you?” This allows clients to identify who they think should be included in therapy.
What Is Family Therapy?
Family therapy is a collection of therapeutic approaches that share a belief in family-level assessment and intervention. A family is a system, and in any system each part is related to all other parts. Consequently, a change in any part of the system will bring about changes in all other parts.
Therapy based on this point of view uses the strengths of families to bring about change in a range of diverse problem areas, including substance abuse.
Note: Family therapy can take place only when the safety of all participants can be guaranteed and no legal constraints preclude it. Counselors should have training in handling families with violence and/or neglect. Guidelines for assessing violence are provided in the Quick Guide for Clinicians based on Substance Abuse Treatment and Family Therapy, and also in appendix C of TIP 39.
Differences Between Substance Abuse Treatment and Family Therapy
Although compatible in many ways, the fields of substance abuse treatment and family therapy often use different terms, sometimes understand the same terms differently, have different professional requirements and expectations, and are governed by different assumptions. Some of the basic differences are outlined below.
Family-Involved Therapy and Family Therapy. A distinction should be made between family therapy and family-involved therapy. Family-involved therapy attempts to educate families about the relationship patterns that typically contribute to formation and continuation of substance abuse. It differs from family therapy in that the family is not the primary therapeutic grouping, nor is there intervention in the system of family relationships. Most substance abuse treatment centers offer such a family educational approach.
Denial. In substance abuse treatment, the term denial is generally used to describe a common and complex reaction of people with substance use disorders who, when confronted with the existence of those disorders, deny having the problem. Family therapists’ understanding of the term denial will vary more according to the particular therapist’s theoretical orientation; some may see it as a strategy for maintaining stability and therefore not a “problem” at all.
Substance Abuse. Many substance abuse treatment counselors base their understanding of a family's relation to substance abuse on a disease model. Within this model, practitioners have come to appreciate substance abuse as a “family disease”—that is, a disease that affects all members of a family as a result of the substance abuse of one or more members and that creates negative changes in their own moods, behaviors, relationships with the family, and sometimes even physical or emotional health.
Family therapists, on the other hand, for the most part have adopted a family systems model. It conceptualizes substance abuse as a symptom of dysfunction in the family—a relatively stable symptom because in some way it serves a purpose in the family system. It is this focus on the family system, more than the inclusion of more people, that defines family therapy.
Family Interventions. Family interventions in substance abuse treatment typically refer to a confrontation that a group of family and friends have with a person abusing substances. Their goal is to convey the impact of the substance abuse and to urge entry into treatment. The treatment itself is likely to be shorter and more time-limited than that of a family therapist, who will focus more on intrafamily relationships in an effort to improve family functioning.
Spirituality. In part because of the role of spirituality in 12-Step groups, substance abuse treatment providers generally consider a spiritual emphasis more important than do family therapists. Family therapy developed from the mental health medical field, and as such the emphasis on the scientific underpinnings to medical practice reduced the role of spirituality, especially in theory and largely in clinical practice.
Process and Content. Compared to substance abuse counselors, family therapists tend to focus more on the process of family interactions and the dynamics among family members than on the content of each session. For example, a family therapist might comment more on how family members ignore or pay attention to one another in conversation, rather than what specifically was being discussed.
Focus. The focus for substance abuse counselors is the substance abuse. For family therapists, it is the family system.
Identity of the Client. Most often the substance abuse counselor regards the individual with the substance use disorder as the primary person requiring treatment (though the family may be involved in treatment to some degree). The family therapy community assumes that if long-term change is to occur, the entire family must be treated as a unit, so the family as a whole constitutes the client.
Self-Disclosure by the Counselor. Many people who have been in recovery for some time and who have experience in self-help groups have become paraprofessional or professional treatment providers. As a result, it is common for substance abuse treatment counselors to disclose information about their own experiences with recovery. Clients in substance abuse treatment often have some previous contact with self-help groups, and usually feel comfortable with counselors’ self-disclosure.
The practice of sharing personal history receives much less emphasis in family therapy. For the family therapist, self-disclosure is downplayed because it takes the focus of therapy off of the family.
For more information on differences in theory and practice, see chapter 3 of TIP 39.
Implementing Family Therapy: Factors to Consider
Cost-Effectiveness
Only a few studies have assessed the cost benefits of family therapy or have compared the cost of family therapy to other approaches such as group therapy, individual therapy, or 12-Step programs. A small but growing body of data, however, has demonstrated the cost benefits of family therapy specifically for substance abuse problems.
Other cost benefits result from preventive aspects of treatment. While therapy usually is not considered a primary prevention intervention, family-based treatment that is oriented toward addressing risk factors may have a significant preventive effect on other family members. For example, it may help prevent substance abuse in other family members by correcting maladaptive family dynamics.
Reimbursement Issues
Like the substance abuse treatment system, the American health care insurance system focuses care on the individual. Little, if any, reimbursement is available for the treatment of family members, even less so if “family” is broadly defined to include a client’s nonfamilial support network.
However, recent evidence of the effectiveness of family involvement, as well as clinical and research evidence that supports family therapy for substance abuse treatment, may eventually move funders to alter payment systems so that families can be included.
Coercion
Legally coerced referrals come with powerful leverage that strongly affects the treatment process. Providers should be prepared to address several issues:
If such questions are not anticipated and answered adequately, the result may be harm to, rather than assistance for, the client and/or the family.
Cultural Competence
Concerted efforts should be made to hire staff and build an organizational culture that reflects the diversity of the client populations served. However, even when a therapist is from the same culture as the family in treatment, trust should be built, not assumed.
For more information about cultural competence, including organizational cultural competence, see the forthcoming TIP Improving Cultural Competence in Substance Abuse Treatment.
Outcome Evaluation
Many researchers have proposed guidelines for the design of family therapy research, including the need for studies to have clinical relevance, standardized treatment manuals, and resolve the debate between the reliability of comparative studies and “within-model comparisons.” Such research recommends the consideration of objective outcomes (not just self-reported information) and the measurement of a wide range of outcomes, such as the ability to hold a job, manage finances, or stay married.
Long-Term Followup
Monitoring rearrests, recidivism, and readmission to substance abuse treatment programs can serve as measures of long-term functioning. Collection of long-term followup data is difficult and rare in healthcare treatment research in general, and especially in the substance abuse field. Vaillant (1995) provides family-related outcome measures such as marital happiness. Though Hser et al. (2001) present significant long-term research outcomes in narcotics treatment, the panelists who developed TIP 39 know of no such long-term followup with a focus on family.
For more information on these and other factors relevant to the implementation of family therapy in substance abuse treatment, see pages 8-19 of chapter 1 and pages 147-149 of chapter 6 of TIP 39.
Including family therapy issues in substance abuse treatment settings at any level of intensity requires a systematic and continuous effort. The four program planning models presented in this section provide a framework for program administrators and staff/counselors.
See the contact information for the American Association for Marriage and Family Therapy below to learn more about family therapy or to contact family therapists in your area.
Level 1: Staff Education
At this level of integration, staff develops awareness of—and participates in training designed to enhance their knowledge of—the importance of the family as a strength and positive resource in substance abuse treatment. Staff generally understands that clients require support systems to maintain recovery and avoid relapse, but at this level, resources are almost completely informational in nature.
Issues for Administrators
E-learning is another possible resource.
Level 2: Family Education and Participation
At this level, educational opportunities, information, and informal referrals are presented to the general public and potential clients and families to learn about the role of families in the substance abuse treatment process. However, as with Level 1, Level 2 substance abuse treatment programs generally lack the financial and human resources to provide direct services to family members. Although some educational seminars may be offered, they are not mandatory for clients and families as part of the formal substance abuse treatment program.
Education of the family can include providing Internet access, informal referral and educational opportunities, and printed materials such as pamphlets, videotapes, and reference books. Another method is the use of psychoeducational groups, which can be conducted with several families in a single session, making the approach highly cost effective.
Issues for Administrators
Level 3: Provider Collaboration
At this level, clients’ families are actively involved and understand their importance as a resource in the substance abuse treatment program, which refers clients for family therapy services through coordinated substance abuse treatment efforts that maintain collaborative ties.
Collaboration goes beyond referral; it indicates that the substance abuse treatment program and the family social service agency have established an ongoing relationship so that the treatment that takes place at one agency is communicated to and influences the course of treatment or services at the other. This will require a strong community perspective and resource commitment on the part of the substance abuse treatment agency.
Issues for Administrators
Recommendations for Collaboration
Level 4: Family Integration
At this level, adequate infrastructure, financing, and human resources are available to implement and sustain the integrative project. Program activities are based on the strengths of families and an enhanced view of the family as a positive influence and resource. Social, individual, and family supports are in place to improve family dynamics and prevent relapse.
Fully integrated programs have multiple staffing patterns with clinical personnel who are educated, comfortable, and competent in substance abuse treatment and family therapy, as well as knowledgeable about social services and other available resources in the community. These programs also have nonclinical staff educated on the importance of family involvement in substance abuse treatment.
Throughout the agency, the staff has a thorough understanding of how family will be engaged in the substance abuse treatment and family therapy processes, and implementation of treatment is well coordinated. A comprehensive range of program activities are available, including
Issues for Administrators
Coordinating Services Among Multiple Agencies
When families receive services from several providers, coordinating appointments, paperwork, and requirements in the family’s primary language becomes a necessity. The following methods can be used to accomplish this coordination:
This list of resources is not exhaustive, and does not necessarily signify endorsement by CSAT, SAMHSA, or the U.S. Department of Health and Human Services (DHHS).
Addiction Technology Transfer Centers (ATTCs) National Office
University of Missouri, Kansas City
5100 Rockhill Road
Kansas City, MO 64110
Phone: (816) 482-1200
Fax: (816) 482-1101
Web site: www.nattc.org
The Addiction Technology Transfer Centers are a nationwide, multidisciplinary resource that draws upon the knowledge, experience, and latest work of recognized experts in the field of addictions. Launched in 1993 and funded by CSAT, the Network today is composed of 14 independent Regional Centers and a National Office.
Adult Children of Alcoholics (ACA)
World Services Organization, Inc.
P.O. Box 3216
Torrance, CA 90510
Phone: (310) 534-1815
Web site: www.adultchildren.org
Adult Children of Alcoholics is a 12-Step, 12-Tradition program of men and women who grew up in alcoholic or otherwise dysfunctional homes.
Adult Children Anonymous
ACA General Service Network
P.O. Box 25166
Minneapolis, MN 55458
Web site: www.12stepforums.net/acoa.html
Adult Children Anonymous is a 12-Step program modeled after Alcoholics Anonymous. It is a spiritual program designed to help adults raised in families where either substance addiction, mental illness, or generalized dysfunction was present.
Al-Anon and Alateen
Al-Anon Family Group Headquarters, Inc.
1600 Corporate Landing Parkway
Virginia Beach, VA 23454
Phone: (757) 563-1600
Fax: (757) 563-1655
Web site: www.al-anon.org
Al-Anon is a group of relatives and friends of alcoholics who share their experience, strength, and hope to solve their common problems. The purpose of Al-Anon is to help families of alcoholics by practicing the 12 steps, by welcoming and giving comfort, and by providing understanding and encouragement.
Alateen, which can be contacted through Al-Anon, is a group made up of young Al-Anon members, usually teenagers, whose lives have been affected by someone else’s drinking.
American Association for Marriage and Family Therapy (AAMFT)
112 South Alfred Street
Alexandria, VA 22314
Phone: (703) 838-9808
Fax: (703) 838-9805
Web site: www.aamft.org
The American Association for Marriage and Family Therapy represents the professional interests of more than 23,000 marriage and family therapists throughout the United States, Canada, and abroad.
Co-Anon Family Groups
Co-Anon Family Groups World Services
P.O. Box 12722
Tucson, AZ 85732
Phone: (800) 898-9985
Voice recorder: (520) 513-5028
Web site: www.co-anon.org
Co-Anon Family Groups are a fellowship of men and women who are husbands, wives, parents, relatives, or close friends of someone who is chemically dependent.
Co-Dependents Anonymous, Inc. (CoDA)
P.O. Box 33577
Phoenix, AZ 85067
Web site: www.codependents.org
Co-Dependents Anonymous, Inc. is a fellowship of men and women whose common purpose is to develop healthy relationships. CoDA relies on the 12 Steps and 12 Traditions for knowledge and wisdom.
Families Anonymous
P.O. Box 3475
Culver City, CA 90231
Infoline: (800) 736-9805
Fax: (310) 815-9682
Web site: www.familiesanonymous.org
Families Anonymous is a nonprofit organization that provides emotional support for relatives and friends of individuals with substance or behavioral problems using the 12 steps.
The International Certification and Reciprocity Consortium/Alcohol and Other Drug Abuse (IC&RC)
6402 Arlington Boulevard, Suite 1200
Falls Church, VA 22042
Phone: (703) 294-5827
Fax: (703) 875-8867
Web site: www.icrcaoda.org
The IC&RC is a not-for-profit voluntary membership organization composed of certifying agencies involved in credentialing alcohol and drug abuse counselors, clinical supervisors, and prevention specialists. IC&RC member boards are currently located in 40 States, the District of Columbia, and 10 countries outside the United States. Members also include the U.S. Army, U.S Air Force, U.S. Navy, U.S. Marine Corps, the Indian Health Service, and the U.S. Administrative Office of the Courts.
There are currently five reciprocal certifications offered through IC&RC including Alcohol and Drug Counselor, Advanced Alcohol and Drug Counselor, Certified Clinical Supervisor, Criminal Justice Addictions Professional, and Certified Prevention Specialist.
NAADAC (The Association for Addiction Professionals)
901 N. Washington Street, Suite 600
Alexandria, VA 22314
Phone: (703) 741-7686 or
Toll-Free (800) 548-0497
Fax: (703) 741-7698 or
Toll-Free (800) 377-1136
Web site: www.naadac.org
Formerly the National Association of Alcohol and Drug Abuse Counselors, NAADAC provides certification in many States that also have IC&RC reciprocity. NAADAC offers the only Master’s-level credential based on education and not experience.
Nar-Anon Family Group
Nar-Anon World Service Office
22527 Crenshaw Boulevard, Suite 200B
Torrance, CA 90505
Phone: (310) 547-5800
Web site: www.naranon.com
Nar-Anon Family Group is a 12-Step recovery program for the families and friends of individuals with substance use disorders.
The National Association for Children of Alcoholics (NACoA)
11426 Rockville Pike, Suite 100
Rockville, MD 20852
Phone: (888) 55-4COAS or (301) 468-0985
Fax: (301) 468-0987
Web site: www.nacoa.org
NACoA is a national nonprofit membership organization working on behalf of children whose parents have substance use disorders. NACoA’s mission is to advocate for all children and families affected by alcoholism and other drug dependencies.
National Center on Substance Abuse and Child Welfare (NCSACW)
Web site: www.ncsacw.samhsa.gov
E-mail questions to ncsacw@samhsa.gov
The National Center on Substance Abuse and
Child Welfare is an initiative of the DHHS and jointly funded by SAMHSA, CSAT, and the Administration on Children, Youth and Families, Children’s Bureau’s Office on Child Abuse and Neglect.
One of NCSACW’s primary goals is to develop materials and resources that serve to advance knowledge and practice in the linkages among substance abuse, child welfare, and family court systems. A wealth of products and services—including curricula, tutorials, and training materials, publications, technical assistance, and presentations—can be accessed via its Web site.
U.S. Department of Health and Human Services
Families & Children Web Site
Web site: www.dhhs.gov/children/index.shtml
This Web site provides information and resources for and about families and children under several categories, including adoption, babies, children, family issues (child support, child care, domestic violence, child abuse), low-income families, DHHS agencies, immunizations/vaccinations, kids’ Web sites, pregnancy, safety and wellness, teenagers, teen Web sites, and other resources.
WestEd
730 Harrison Street
San Francisco, CA 94107
Phone: (415) 565-3000
Toll-Free (877) 4-WestEd
Web site: www.WestEd.org
WestEd is a nonprofit research, development, and service agency formed in 1966 when Congress created a network of Regional Educational Laboratories. WestEd is committed to improving learning at all stages of life--from infancy to adulthood, both in school and out.
TIP 39
Substance Abuse Treatment and Family Therapy
TIP 39-Related Products
Quick Guide for Clinicians
Training Manual
Do not reproduce or distribute this publication for a fee without specific, written authorization from the Office of Communications, Substance Abuse and Mental Health Services Administration, U.S. Department of Health and Human Services.
Three Ways to Obtain FREE Copies of All TIPs Products:
1. Call SAMHSA’s National Clearinghouse for Alcohol and Drug Information (NCADI) at 800-729-6686, TDD (hearing impaired) 800-487-4889.
2. Visit NCADI’s Web site at www.ncadi.samhsa.gov.
3. You can also access TIPs online at: www.kap.samhsa.gov.
TIP 25: Substance Abuse Treatment and Domestic Violence BKD139
TIP 27: Comprehensive Case Management for Substance Abuse Treatment BKD251
TIP 32: Treatment of Adolescents With Substance Use Disorders BKD307
TIP 36: Substance Abuse Treatment for Persons With Child Abuse and Neglect Issues BKD343
TIP 41: Substance Abuse Treatment: Group Therapy BKD507
See above for ordering information for all TIPs and related products.
DHHS Publication No. (SMA) 05-4031
Printed 2005